Securities advisory

Parinam’s securities advisory practice entails advisory work on structuring of corporate transactions from the perspective of various securities laws such as listing regulations, takeover regulations, insider trading regulations or prevention of fraudulent trading in securities and various other regulations applicable to market intermediaries.

Parinam regularly assists in drafting and vetting of internal mandatory codes and rules for listed entities, market intermediaries and professional bodies including the framework of compliance under the listing regulations and insider trading regulations. Parinam also assists regularly in drafting and vetting of contracts pertaining to market intermediaries. The Firm is advising various clients in relation to the minimum public shareholding requirements and various modes of bringing down the promoter shareholding in the company.

Parinam has advised various market intermediaries such as stock-brokers, investment advisors, alternative investment funds, foreign portfolio investors on registration processes and compliance of regulatory frame-work applicable to them. The team has earlier undertaken fraud and compliances audit for multinational funds. The team has been involved in getting the licenses and registration for various funds, investment advisors and research analysts.